Brokers accepting penny stock certificates
What is an Over-the-Counter Security OTC Security?
The NASDAQ is considered a stock exchange. As such, OTC stocks are generally unlisted stocks which trade on the Over-the-Counter Bulletin Boards OTCBB or on the Pink Sheets.
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Does Key West Investments LLC accept deposits in OTC Securities? Yes, provided we are able to demonstrate compliance with securities regulations. What is the process for depositing OTC Securities? Read this FAQ section in its entirety. Complete the Equity Deposit Questionnaire EDQ.
Depositing Physical PinkSheet or OTC Stock Certificates | Penny Stock Nation!
There is no fee associated with reviewing a prospective deposit involving OTC Securities. A representative from Key West Investments will contact you regarding your potential deposit.
The initial review will generally be completed within hours. If it is determined that the shares appear to be acceptable for deposit and potentially resold, we will request supporting documents to evidence compliance with federal securities laws.
Submit new account forms and fund your account see Initial and Minimum Equity Requirements within the New Accounts section. You may also be interested in: Share Deposits and Withdrawals Opening a New Account Trading Disclosure. Sign in Recent Site Activity Report Abuse Print Page Powered By Google Sites.
Home New Accounts Certificates Fund Transfers Trading Depositing OTC Securities Full Service Brokerage Services.
Privacy at a Glance. Financial Information Financial Web Links. Any stock certificate received by our office prior to Step Four will be returned to the address it was mailed from by standard mail. Options involve risk and are not suitable for all investors. For more information, please read the Characteristics and Risks of Standardized Options.
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System response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors. Explanatory brochure available upon request or at www. Please refer to Questions links or contact us at or email to: